Personnel Hong Kong SFC License Details (ID 102547)

Personnel Hong Kong SFC License Details (ID 102547)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2005-10-24	2006-04-06
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2005-06-10	2006-04-06
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2005-06-10	2006-04-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-12-15
	Rep	Asset management	-	2003-12-15
	Rep	Providing automated trading services	-	2003-12-15
	Rep	Dealing in futures contracts	-	2005-02-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-29
	Rep	Asset management	-	2003-09-29
	Rep	Providing automated trading services	-	2003-09-29
	Rep	Advising on securities	-	2003-12-15
	Rep	Dealing in securities	-	2005-02-22