| Azure Tide Capital Limited | RO | Advising on securities | 2025-11-26 | 2026-06-01 |
| RO | Asset management | 2025-11-26 | 2026-06-01 |
| RO | Dealing in securities | 2025-11-26 | 2026-06-01 |
| Sino Partner International Securities Limited | RO | Advising on securities | 2025-01-13 | 2025-08-15 |
| RO | Asset management | 2025-01-13 | 2025-08-15 |
| RO | Dealing in securities | 2025-01-13 | 2025-08-15 |
| Rep | Advising on securities | 2024-08-01 | 2025-01-13 |
| Rep | Asset management | 2024-08-01 | 2025-01-13 |
| Rep | Dealing in securities | 2024-08-01 | 2025-01-13 |
| FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-02-03 | 2005-06-15 |
| Rep | Asset management | 2005-02-02 | 2005-06-15 |
| Rep | Dealing in securities | 2005-02-02 | 2005-06-15 |
| Vision Capital Investment Management Limited | Rep | Advising on futures contracts | 2004-03-18 | 2004-07-30 |
| Rep | Advising on securities | 2004-03-18 | 2004-07-30 |
| Rep | Asset management | 2004-03-18 | 2004-09-03 |
| Rep | Dealing in securities | 2004-03-18 | 2004-09-03 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | Advising on futures contracts | 2003-06-07 | 2004-07-30 |
| Rep | Dealing in securities | 2003-06-07 | 2004-09-03 |
| Rep | Advising on corporate finance | - | 2003-04-29 |
| Rep | Advising on securities | - | 2004-07-30 |
| Rep | Asset management | - | 2004-09-03 |