Personnel Hong Kong SFC License Details (ID 102560)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2006-01-18	2007-03-30
	RO	Advising on securities	2006-01-18	2007-03-30
	RO	Asset management	2006-01-18	2007-03-30
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on futures contracts	2006-01-18	2007-03-30
	RO	Advising on securities	2006-01-18	2007-03-30
	RO	Asset management	2006-01-18	2007-03-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on corporate finance	2006-01-18	2007-03-30
	Rep	Advising on futures contracts	2006-01-18	2007-03-30
	RO	Advising on securities	2006-01-18	2007-03-30
	RO	Asset management	2006-01-18	2007-03-30
	RO	Dealing in securities	2006-01-18	2007-03-30
	Rep	Dealing in securities	2004-08-10	2006-01-18
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2003-04-28	2006-01-18
	Rep	Asset management	2003-04-28	2006-01-18
INVESTEC ASIA LIMITED	Rep	Advising on corporate finance	-	2003-04-25
	Rep	Advising on securities	-	2003-04-28
	Rep	Asset management	-	2003-04-28
INVESTEC ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on corporate finance	-	2003-04-25
	Rep	Advising on securities	-	2003-04-28
	Rep	Asset management	-	2003-04-28