Personnel Hong Kong SFC License Details (ID 102567)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LQ Pacific Partners Limited	RO	Advising on securities	2025-08-01	2025-09-26
	RO	Asset management	2025-08-01	2025-09-26
	RO	Dealing in securities	2025-08-01	2025-09-26
WIN WIND FINANCE LIMITED	Rep	Securities margin financing	2023-12-13	2024-04-30
Oshidori Securities Limited	RO	Dealing in securities	2016-08-31	2024-04-30
	RO	Advising on securities	2015-10-19	2024-04-30
	RO	Asset management	2015-10-19	2024-04-30
JOINCAP CAPITAL LIMITED	RO	Advising on securities	2014-12-22	2015-05-15
	RO	Asset management	2014-12-22	2015-05-15
Amber Hill Asset Management Limited	RO	Advising on securities	2011-07-13	2014-11-07
	RO	Asset management	2011-07-13	2014-11-07
Link Asset Management Limited (HK)	RO	Asset management	2006-08-23	2007-08-17
Delta Asia Wealth Management Limited	RO	Advising on securities	2005-05-12	2006-05-13
	RO	Asset management	2005-05-12	2006-05-13
GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2004-03-08
	RO	Advising on securities	-	2004-08-18
	RO	Asset management	-	2004-08-18
MANSION HOUSE ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	-	2004-03-08
	RO	Advising on securities	-	2004-08-18
	RO	Asset management	-	2004-08-18
Yunfeng Financial Markets Limited	RO	Advising on corporate finance	-	2004-03-08
	RO	Advising on securities	-	2004-03-08
	RO	Asset management	-	2004-03-08
	RO	Providing automated trading services	-	2004-03-08
	RO	Dealing in securities	-	2004-03-08