Personnel Hong Kong SFC License Details (ID 102575)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-03-02	2006-12-30
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Dealing in securities	-	2005-03-01