Personnel Hong Kong SFC License Details (ID 102584)

Personnel Hong Kong SFC License Details (ID 102584)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LQ ASSET MANAGEMENT LIMITED	RO	Asset management	2010-01-20	2014-09-30
BEA Union Investment Management Limited	RO	Advising on futures contracts	2006-10-11	2009-07-01
	RO	Advising on securities	2006-08-17	2009-07-01
	RO	Asset management	2006-08-17	2009-07-01
	RO	Dealing in securities	2006-08-17	2009-07-01
ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2004-11-18	2008-07-31
	RO	Asset management	2004-11-18	2008-07-31
	RO	Dealing in securities	2004-11-18	2008-07-31