| Springboard Capital Limited | RO | Advising on securities | 2010-07-02 | - |
| RO | Asset management | 2010-07-02 | - |
| Penjing Asset Management (HK) Limited | Rep | Advising on securities | 2009-03-02 | 2010-06-30 |
| Rep | Asset management | 2009-03-02 | 2010-06-30 |
| Bright Fund Management Limited | RO | Advising on securities | 2007-01-08 | 2009-02-12 |
| RO | Asset management | 2007-01-08 | 2009-02-12 |
| RO | Dealing in securities | 2007-01-08 | 2009-02-12 |
| Rep | Advising on securities | 2006-05-26 | 2007-01-08 |
| Rep | Asset management | 2006-05-26 | 2007-01-08 |
| Rep | Dealing in securities | 2006-05-26 | 2007-01-08 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-05-26 | 2009-02-12 |
| Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2004-11-02 | 2005-05-12 |
| Morgan Stanley Hong Kong Futures Limited | RO | Providing automated trading services | 2004-09-23 | 2005-05-12 |
| RO | Dealing in futures contracts | 2004-09-23 | 2005-05-12 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2004-06-17 | 2005-05-12 |
| Rep | Dealing in securities | 2004-06-17 | 2005-05-12 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2004-06-17 | 2004-09-23 |
| Rep | Dealing in futures contracts | 2004-06-17 | 2004-09-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2004-06-17 | 2004-11-02 |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on futures contracts | 2004-01-08 | 2004-06-12 |
| RO | Dealing in futures contracts | 2004-01-08 | 2004-06-12 |
| DEUTSCHE FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2003-04-01 | 2004-06-12 |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2003-09-23 |
| RO | Advising on securities | 2003-04-01 | 2003-09-23 |
| RO | Asset management | 2003-04-01 | 2003-09-23 |
| RO | Dealing in securities | 2003-04-01 | 2004-06-12 |