Personnel Hong Kong SFC License Details (ID 102599)

Personnel Hong Kong SFC License Details (ID 102599)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HNH Capital Management Limited	RO	Advising on securities	2024-04-30	-
	RO	Asset management	2024-04-30	-
ANDA Asset Management (Hong Kong) Limited	RO	Advising on securities	2017-10-09	2022-06-14
	RO	Asset management	2017-10-09	2022-06-14
	Rep	Advising on securities	2017-08-18	2017-10-09
	Rep	Asset management	2017-08-18	2017-10-09
SoHo Investment Partners (H.K.) Limited	RO	Advising on securities	2015-05-06	2017-08-07
	RO	Asset management	2014-03-05	2017-08-07
HANSBERGER GLOBAL INVESTORS (HK) LIMITED	RO	Advising on securities	2013-03-19	2013-08-31
	RO	Asset management	2013-03-19	2013-08-31
	Rep	Advising on corporate finance	2003-04-01	2005-01-24
	Rep	Advising on securities	2003-04-01	2013-03-19
	Rep	Asset management	2003-04-01	2013-03-19