Personnel Hong Kong SFC License Details (ID 102603)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZH SECURITIES LIMITED	Rep	Dealing in securities	2026-07-06	-
China Prospect Securities Limited	RO	Advising on securities	2022-05-27	2022-12-31
	RO	Dealing in securities	2022-05-27	2022-12-31
Win Win Asset Management (HK) Limited	Rep	Advising on securities	2021-02-03	2022-05-15
FTFT International Securities and Futures Limited	RO	Advising on securities	2020-08-03	2020-09-08
	RO	Dealing in securities	2020-08-03	2020-09-08
Wanhai Securities (HK) Limited	RO	Advising on securities	2018-09-03	2020-07-02
	RO	Dealing in securities	2018-09-03	2020-07-02
	Rep	Dealing in securities	2018-08-13	2018-09-03
UZen Securities Limited	RO	Dealing in securities	2017-03-10	2018-06-01
TFI Securities and Futures Limited	RO	Dealing in securities	2015-06-01	2016-07-05
	Rep	Dealing in securities	2015-05-18	2015-06-01
	Rep	Dealing in futures contracts	2015-05-18	2016-07-05
INTEGRITY SECURITIES LIMITED	RO	Dealing in securities	2012-04-11	2013-02-28
THE CORE SECURITIES COMPANY LIMITED	RO	Advising on securities	2010-11-19	2012-02-29
	RO	Dealing in securities	2010-11-19	2012-02-29
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2008-05-29	2010-10-20
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2007-10-04	2008-04-25
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2007-08-15	2008-04-25
Open Securities Limited	Rep	Dealing in securities	2007-05-28	2007-08-08
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2003-04-01	2007-05-01
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-09
	Rep	Advising on securities	2003-04-01	2004-01-09
	Rep	Asset management	2003-04-01	2004-01-09
	Rep	Dealing in securities	2003-04-01	2007-05-01