Personnel Hong Kong SFC License Details (ID 102606)

Personnel Hong Kong SFC License Details (ID 102606)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LYNX INVESTMENT PARTNERS LIMITED	RO	Advising on securities	2016-04-06	2019-12-09
	RO	Asset management	2016-04-06	2021-06-24
orientiert International Markets Limited	Rep	Asset management	2015-02-13	2016-03-31
SILVERHORN INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	2012-12-19	2015-01-30
	Rep	Asset management	2012-12-19	2015-01-30
	Rep	Dealing in securities	2012-12-19	2015-01-30
BGC SECURITIES (HONG KONG) LLC	RO	Advising on futures contracts	2011-10-19	2012-12-13
	RO	Advising on securities	2011-10-19	2012-12-13
	RO	Asset management	2011-10-19	2012-12-13
Liquid Capital Securities Hong Kong Limited	RO	Dealing in futures contracts	2010-07-27	2011-03-30
	RO	Dealing in securities	2010-07-27	2011-03-30
	RO	Asset management	2010-07-27	2011-06-30
Lynx Portfolio Limited	RO	Asset management	2009-08-06	2009-10-15
	Rep	Asset management	2004-06-07	2009-08-06
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2003-11-10	2004-04-15
Credit Suisse Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-04-08
	Rep	Advising on securities	-	2003-04-08
	Rep	Asset management	-	2003-04-08