| Azurewing Limited (HK) | RO | Advising on securities | 2023-07-11 | - |
| RO | Asset management | 2023-07-11 | - |
| Alipes Asset Management Limited | RO | Advising on securities | 2017-09-14 | 2024-02-29 |
| RO | Asset management | 2017-09-14 | 2024-02-29 |
| Trinity Futures Limited | RO | Advising on futures contracts | 2017-08-07 | 2024-04-19 |
| RO | Dealing in futures contracts | 2017-08-07 | 2024-04-19 |
| TRINITY SECURITIES CO. LIMITED | RO | Advising on securities | 2016-09-15 | 2025-03-26 |
| Azurewing Limited (HK) | RO | Asset management | 2013-09-13 | 2017-09-14 |
| TRINITY SECURITIES CO. LIMITED | RO | Dealing in securities | 2012-08-08 | 2025-03-26 |
| Azurewing Limited (HK) | RO | Asset management | 2011-10-25 | 2012-08-07 |
| RICHE BRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-10-24 | 2009-02-13 |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-18 | 2008-08-18 |
| Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2008-02-22 | 2008-08-18 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-21 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-21 |
| Rep | Asset management | 2003-04-01 | 2004-01-21 |
| Rep | Dealing in securities | 2003-04-01 | 2008-08-18 |