Personnel Hong Kong SFC License Details (ID 102630)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BUSINESS SECURITIES LIMITED	Rep	Dealing in securities	2007-03-14	2009-10-20
	RO	Dealing in securities	2006-09-14	2007-03-14
BUSINESS FUTURES LIMITED	RO	Advising on futures contracts	-	2003-09-26
	RO	Asset management	-	2003-09-26
	RO	Dealing in futures contracts	-	2009-10-20
BUSINESS SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-09-26
	Rep	Advising on securities	-	2003-09-26
	Rep	Asset management	-	2003-09-26
	Rep	Dealing in securities	-	2006-09-14