Personnel Hong Kong SFC License Details (ID 102631)

Personnel Hong Kong SFC License Details (ID 102631)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BHI Investment Advisors (Asia) Limited (d2017-03-13)	RO	Advising on securities	2011-05-04	2013-05-01
	RO	Dealing in securities	2011-05-04	2013-05-01
	Rep	Advising on securities	2011-04-15	2011-05-04
	Rep	Dealing in securities	2011-04-15	2011-05-04
HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2010-05-20	2010-11-08
	RO	Dealing in securities	2010-05-20	2010-11-08
	Rep	Dealing in securities	2005-06-02	2010-05-20
	Rep	Advising on corporate finance	-	2004-03-01
	Rep	Asset management	-	2004-03-01
	Rep	Advising on securities	-	2010-05-20