| ZM ASSET MANAGEMENT LIMITED (GBEN) | RO | Advising on securities | 2025-07-17 | 2025-11-21 |
| RO | Asset management | 2025-07-17 | 2025-11-21 |
| Hong Kong Main Fund Securities Limited | RO | Advising on securities | 2025-01-20 | 2025-05-31 |
| RO | Asset management | 2025-01-20 | 2025-05-31 |
| RO | Dealing in securities | 2023-04-24 | 2025-05-31 |
| DT Securities & Futures Co. Limited | RO | Dealing in futures contracts | 2021-12-13 | 2022-07-19 |
| RO | Dealing in securities | 2021-12-13 | 2022-07-19 |
| Rep | Dealing in futures contracts | 2021-04-07 | 2021-12-13 |
| Rep | Dealing in securities | 2021-04-07 | 2021-12-13 |
| STOCKWELL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-09-07 | 2020-04-23 |
| STOCKWELL SECURITIES LIMITED | Rep | Dealing in securities | 2018-09-07 | 2020-04-23 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2013-02-18 | 2018-07-31 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-02-18 | 2018-07-31 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on corporate finance | - | 2004-06-09 |
| Rep | Advising on securities | - | 2004-06-09 |
| Rep | Asset management | - | 2004-06-09 |
| Rep | Providing automated trading services | - | 2004-06-09 |
| Rep | Dealing in securities | - | 2006-05-11 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Advising on futures contracts | - | 2004-06-09 |
| Rep | Asset management | - | 2004-06-09 |
| Rep | Dealing in futures contracts | - | 2006-05-11 |