Personnel SFC Licences and HKMA Registrations (ID 102642)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DOMINEER ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2026-08-07	-
	Rep	Asset management	2026-08-07	-
INVESTPORT (H.K.) LIMITED	Rep	Advising on securities	2017-12-05	2018-10-22
	Rep	Asset management	2017-12-05	2018-10-22
	Rep	Dealing in securities	2017-12-05	2018-10-22
Ping An Securities (Hong Kong) Holdings Company Limited	RO	Advising on securities	2009-07-30	2011-07-18
	RO	Dealing in securities	2009-07-30	2011-07-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.