Personnel Hong Kong SFC License Details (ID 102649)

Personnel Hong Kong SFC License Details (ID 102649)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2005-05-09	2008-11-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2005-05-09	2008-11-01
SINOPAC FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in futures contracts	-	2005-04-22
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-01-20
	Rep	Advising on securities	-	2004-01-20
	Rep	Asset management	-	2004-01-20
	Rep	Dealing in securities	-	2005-04-22