Personnel SFC Licences and HKMA Registrations (ID 102653)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zheng He Capital Management Limited	RO	Advising on securities	2025-07-03	-
	RO	Asset management	2025-07-03	-
	Rep	Advising on securities	2025-02-27	2025-07-03
	Rep	Asset management	2025-02-27	2025-07-03
	RO	Advising on securities	2017-09-11	2019-11-14
	RO	Asset management	2017-09-11	2019-11-14
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-04-01	2004-10-12
	Rep	Advising on securities	2003-04-01	2004-10-12
	Rep	Asset management	2003-04-01	2004-10-12
	Rep	Dealing in securities	2003-04-01	2011-09-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-10-12
	Rep	Asset management	2003-04-01	2004-10-12
	Rep	Dealing in futures contracts	2003-04-01	2011-09-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.