Personnel Hong Kong SFC License Details (ID 102661)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORRINGTON SECURITIES &AMP; INVESTMENT LIMITED	RO	Dealing in securities	2009-03-13	2021-05-24
	Rep	Dealing in securities	2009-02-25	2009-03-13
WHEELOCK CHATFIELD LIMITED	RO	Advising on securities	-	2005-02-04
	RO	Asset management	-	2009-02-18