Poon, Lung Sang 潘龍生

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Dealing in securities	2006-03-16	2007-11-01
	Rep	Advising on securities	2005-09-08	2007-11-01
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2004-08-05	2005-06-29
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-05-19	2004-06-01
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-05-19	2004-06-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2004-04-16	2004-05-03
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2004-04-16	2004-05-03
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-02-09	2004-05-03
Network Financial Services Limited	Rep	Advising on securities	2003-06-05	2004-02-04
Funderstone Futures Limited	Rep	Advising on futures contracts	-	2003-04-17
	Rep	Asset management	-	2003-04-17
	Rep	Dealing in futures contracts	-	2003-04-17
Funderstone Securities Limited	Rep	Advising on corporate finance	-	2003-04-17
	Rep	Advising on securities	-	2003-04-17
	Rep	Asset management	-	2003-04-17
	Rep	Dealing in securities	-	2003-04-17

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Dealing in securities	2006-03-16	2007-11-01
	Rep	Advising on securities	2005-09-08	2007-11-01
FWD Life Insurance Company (Bermuda) Limited	Rep	Advising on securities	2004-08-05	2005-06-29
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-05-19	2004-06-01
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-05-19	2004-06-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2004-04-16	2004-05-03
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2004-04-16	2004-05-03
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2004-02-09	2004-05-03
Network Financial Services Limited	Rep	Advising on securities	2003-06-05	2004-02-04
Funderstone Futures Limited	Rep	Advising on futures contracts	-	2003-04-17
	Rep	Asset management	-	2003-04-17
	Rep	Dealing in futures contracts	-	2003-04-17
Funderstone Securities Limited	Rep	Advising on corporate finance	-	2003-04-17
	Rep	Advising on securities	-	2003-04-17
	Rep	Asset management	-	2003-04-17
	Rep	Dealing in securities	-	2003-04-17