Personnel Hong Kong SFC License Details (ID 102719)

Personnel Hong Kong SFC License Details (ID 102719)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2017-07-25	2018-04-05
	Rep	Dealing in securities	2017-07-25	2018-04-05
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2012-06-21	2012-10-11
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2005-07-18	2006-12-15
FIL Investment Advisors	Rep	Advising on corporate finance	-	2004-08-31
	Rep	Advising on securities	-	2004-08-31
	Rep	Asset management	-	2004-08-31
FIL Investment Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-08-31
	Rep	Advising on securities	-	2004-08-31
	Rep	Asset management	-	2004-08-31
	Rep	Dealing in securities	-	2004-08-31