Personnel Hong Kong SFC License Details (ID 102736)

Personnel Hong Kong SFC License Details (ID 102736)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Luminous Asset Management (HK) Limited	RO	Advising on securities	2024-03-04	2026-06-17
	RO	Asset management	2022-12-05	2026-06-17
CREATIVE ASSET MANAGEMENT LIMITED (HK)	RO	Advising on securities	2008-07-09	2022-10-31
	RO	Asset management	2008-07-09	2022-10-31
HANG SENG FUTURES LIMITED	Rep	Asset management	-	2005-02-12
	Rep	Advising on futures contracts	-	2005-09-21
	Rep	Dealing in futures contracts	-	2005-09-21
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2003-12-30
	Rep	Advising on futures contracts	-	2005-09-21
	Rep	Advising on securities	-	2005-09-21
	Rep	Asset management	-	2005-09-21