| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-05-11 | 2009-01-30 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-05-11 | 2009-01-30 |
| KAISER FUTURES LIMITED | Rep | Advising on futures contracts | - | 2005-02-18 |
| Rep | Asset management | - | 2005-02-18 | |
| Rep | Dealing in futures contracts | - | 2007-03-29 | |
| KAISER SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2005-02-18 |
| Rep | Advising on securities | - | 2005-02-18 | |
| Rep | Asset management | - | 2005-02-18 | |
| Rep | Dealing in securities | - | 2007-03-29 |