| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-05-11 | 2005-05-23 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-05-11 | 2005-05-23 |
| Nomura Asia Investment (Hong Kong) Limited | RO | Advising on futures contracts | - | 2005-01-25 |
| RO | Asset management | - | 2005-01-25 |
| RO | Dealing in futures contracts | - | 2005-05-11 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Asset management | - | 2004-11-01 |
| RO | Advising on corporate finance | - | 2007-11-21 |
| RO | Advising on futures contracts | - | 2007-11-21 |
| RO | Advising on securities | - | 2007-11-21 |
| RO | Dealing in futures contracts | - | 2007-11-21 |
| RO | Dealing in securities | - | 2007-11-21 |
| NOMURA SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | - | 2005-01-25 |
| RO | Advising on securities | - | 2005-01-25 |
| RO | Asset management | - | 2005-01-25 |
| RO | Dealing in securities | - | 2005-05-11 |