Personnel Hong Kong SFC License Details (ID 102757)

Personnel Hong Kong SFC License Details (ID 102757)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PLATINUM BROKING COMPANY LIMITED	Rep	Advising on securities	2015-10-05	2017-10-03
	Rep	Dealing in securities	2015-10-05	2017-10-03
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2015-10-05	2017-10-03
	Rep	Dealing in securities	2015-10-05	2017-10-03
Quam Securities Limited	RO	Advising on securities	2006-06-01	2009-07-06
	RO	Dealing in securities	2006-06-01	2009-07-06
MACQUARIE CAPITAL LIMITED	RO	Providing automated trading services	-	2003-09-17
	RO	Dealing in securities	-	2003-09-17