Lai, Pui Ming (SFC:ACG762) 賴沛明

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EWARTON SECURITIES LIMITED	Rep	Dealing in securities	2003-12-29	2004-01-12
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-22
	Rep	Advising on securities	-	2003-12-22
	Rep	Asset management	-	2003-12-22
	Rep	Providing automated trading services	-	2003-12-22
	Rep	Dealing in securities	-	2003-12-22
ETRADE SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-12-22
	Rep	Advising on securities	-	2003-12-22
	Rep	Asset management	-	2003-12-22
	Rep	Providing automated trading services	-	2003-12-22
	Rep	Dealing in securities	-	2003-12-22

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EWARTON SECURITIES LIMITED	Rep	Dealing in securities	2003-12-29	2004-01-12
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-22
	Rep	Advising on securities	-	2003-12-22
	Rep	Asset management	-	2003-12-22
	Rep	Providing automated trading services	-	2003-12-22
	Rep	Dealing in securities	-	2003-12-22
ETRADE SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-12-22
	Rep	Advising on securities	-	2003-12-22
	Rep	Asset management	-	2003-12-22
	Rep	Providing automated trading services	-	2003-12-22
	Rep	Dealing in securities	-	2003-12-22