Personnel Hong Kong SFC License Details (ID 102760)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2012-09-03	2015-04-02
	Rep	Dealing in securities	2012-09-03	2015-04-02
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2008-06-18	2011-06-13
	Rep	Dealing in securities	2008-06-18	2011-06-13
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2006-08-31	2008-05-30
	Rep	Advising on corporate finance	-	2003-08-27
	Rep	Asset management	-	2003-08-27
	Rep	Advising on securities	-	2008-05-30