| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-30 | 2010-12-21 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-30 | 2010-12-21 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2008-04-02 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2008-04-02 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-02-03 |
| Rep | Asset management | - | 2004-02-03 |
| Rep | Dealing in futures contracts | - | 2004-12-11 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2004-02-03 |
| Rep | Advising on securities | - | 2004-02-03 |
| Rep | Asset management | - | 2004-02-03 |
| Rep | Dealing in securities | - | 2004-12-11 |