Personnel Hong Kong SFC License Details (ID 102773)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB ASIA (HONG KONG) LIMITED	RO	Advising on corporate finance	2005-10-07	2006-04-02
	RO	Advising on securities	2005-10-07	2006-04-02
	RO	Dealing in securities	2005-10-07	2006-04-02
	Rep	Advising on securities	2004-10-08	2005-10-07
	Rep	Dealing in securities	2004-10-08	2005-10-07
	Rep	Advising on corporate finance	2004-07-10	2005-10-07
REXCAPITAL (HONG KONG) LIMITED	Rep	Advising on securities	-	2004-04-28
	Rep	Asset management	-	2004-04-28
	Rep	Advising on corporate finance	-	2004-06-16