Personnel Hong Kong SFC License Details (ID 102785)

Personnel Hong Kong SFC License Details (ID 102785)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	RO	Advising on corporate finance	2005-09-08	2009-01-30
	RO	Advising on securities	2005-09-08	2009-01-30
	RO	Dealing in securities	2005-09-08	2009-01-30
	Rep	Advising on corporate finance	2005-07-04	2005-09-08
	Rep	Advising on securities	2005-07-04	2005-09-08
	Rep	Dealing in securities	2005-07-04	2005-09-08
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2004-09-20	2005-05-25
	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2004-09-20
	Rep	Dealing in securities	-	2005-05-25
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2004-09-20
	Rep	Dealing in futures contracts	-	2004-09-20