| ADMIS Hong Kong Limited | RO | Dealing in futures contracts | 2026-07-10 | - |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2013-05-02 | 2023-04-06 |
| Rep | Advising on securities | 2013-01-04 | 2023-04-06 |
| Rep | Dealing in securities | 2013-01-04 | 2023-04-06 |
| Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2011-07-04 | 2012-07-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-05-23 |
| Rep | Dealing in securities | 2008-10-13 | 2011-05-23 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-05-15 | 2011-05-23 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2008-05-15 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2008-05-15 | 2009-07-31 |
| Rep | Dealing in securities | 2008-05-15 | 2009-07-31 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2008-04-17 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2008-04-17 |
| Rep | Dealing in securities | 2006-10-02 | 2008-04-17 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-10-02 | 2008-04-17 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-06-17 | 2006-09-30 |
| RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2004-06-17 | 2006-09-30 |
| RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-17 | 2005-02-04 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-04-06 |
| Rep | Asset management | 2003-04-01 | 2004-04-06 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-05-24 |
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-29 |
| Rep | Asset management | 2003-04-01 | 2003-08-29 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-05-24 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-04-06 |
| Rep | Advising on securities | 2003-04-01 | 2004-04-06 |
| Rep | Asset management | 2003-04-01 | 2004-04-06 |
| Rep | Dealing in securities | 2003-04-01 | 2004-05-24 |