| CASH Wealth Management Limited | Rep | Advising on securities | 2021-12-23 | 2022-02-28 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-12-23 | 2022-02-28 |
| CASH Wealth Management Limited | RO | Advising on securities | 2021-04-09 | 2021-12-23 |
| RO | Asset management | 2020-11-27 | 2022-02-28 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2020-11-27 | 2021-12-23 |
| CASH Wealth Management Limited | Rep | Asset management | 2019-09-12 | 2020-11-27 |
| Rep | Advising on securities | 2019-09-12 | 2021-04-09 |
| Rep | Dealing in securities | 2019-09-12 | 2022-02-28 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-12 | 2020-11-27 |
| CASH Wealth Management Limited | RO | Advising on securities | 2019-02-22 | 2019-09-12 |
| RO | Asset management | 2019-02-22 | 2019-09-12 |
| RO | Dealing in securities | 2019-02-22 | 2019-09-12 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2019-02-22 | 2019-09-12 |
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | - | 2005-02-18 |
| RO | Advising on futures contracts | - | 2005-08-26 |
| RO | Advising on securities | - | 2005-08-26 |
| RO | Asset management | - | 2005-08-26 |
| RO | Dealing in securities | - | 2005-08-26 |