Personnel Hong Kong SFC License Details (ID 102841)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-02-16	2015-12-31
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2015-02-16	2015-12-31
	Rep	Dealing in securities	2015-02-16	2015-12-31
ZURICH ADVISORY (HK) LIMITED	Rep	Advising on securities	2007-07-05	2009-11-26