Personnel Hong Kong SFC License Details (ID 102847)

Personnel Hong Kong SFC License Details (ID 102847)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	Rep	Advising on securities	2013-11-04	2014-11-29
	Rep	Asset management	2013-11-04	2014-11-29
	Rep	Dealing in securities	2013-11-04	2014-11-29
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Dealing in securities	2004-11-10	2005-01-25
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	-	2003-07-07
	Rep	Advising on corporate finance	-	2003-11-14
	Rep	Advising on securities	-	2003-11-14
	Rep	Asset management	-	2003-11-14
	Rep	Dealing in securities	-	2004-10-20