| WING FUNG FINTECH LIMITED | Rep | Leveraged foreign exchange trading | 2010-01-19 | 2010-01-19 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-01-11 | 2010-01-19 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-11 | 2010-01-19 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2008-11-13 | 2010-01-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-13 | 2010-01-01 |
| Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2006-12-15 | 2008-10-16 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-05 | 2006-12-01 |
| Rep | Leveraged foreign exchange trading | - | 2003-08-01 |