Personnel Hong Kong SFC License Details (ID 102900)

Personnel Hong Kong SFC License Details (ID 102900)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	RO	Leveraged foreign exchange trading	2010-04-22	2011-03-21
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	RO	Leveraged foreign exchange trading	2010-04-22	2011-03-05
BGC SECURITIES (HONG KONG) LLC	Rep	Leveraged foreign exchange trading	2010-03-03	2010-04-22
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Leveraged foreign exchange trading	2010-03-03	2010-04-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-09-23	2010-02-18
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2005-09-20