Personnel Hong Kong SFC License Details (ID 102922)

Personnel Hong Kong SFC License Details (ID 102922)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2005-07-01	2005-12-31
	Rep	Dealing in securities	2005-07-01	2005-12-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2005-07-01	2005-12-31
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2004-11-29	2005-07-01
	RO	Dealing in securities	2004-11-29	2005-07-01
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2004-11-29	2005-07-01
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2004-09-04	2004-11-29
	Rep	Dealing in securities	2004-09-04	2004-11-29
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2004-09-04	2004-11-29
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	RO	Advising on corporate finance	-	2004-08-30
	RO	Advising on securities	-	2004-08-30
	RO	Asset management	-	2004-08-30
	RO	Dealing in securities	-	2004-08-30