Personnel Hong Kong SFC License Details (ID 102932)

Personnel Hong Kong SFC License Details (ID 102932)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLOBAL MASTERMIND INVESTMENT LIMITED	Rep	Asset management	2018-03-26	2024-05-27
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2012-06-29	2012-12-31
PacAsia Advisors Limited	RO	Asset management	2010-12-03	2011-09-30
Astrum Capital Management Limited (HK)	Rep	Asset management	2010-07-23	2010-09-03
Quam Securities Limited	Rep	Asset management	2008-11-28	2009-04-30
Aetos Capital Management (Asia) Limited	Rep	Asset management	2007-04-30	2008-05-26
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-01-08
	Rep	Asset management	-	2004-01-08
	Rep	Advising on securities	-	2004-04-16
	Rep	Dealing in securities	-	2006-12-29