Personnel Hong Kong SFC License Details (ID 103013)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-08-22	2007-12-14
KGI ASIA LIMITED	Rep	Dealing in securities	2006-08-04	2007-12-14
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Advising on securities	-	2005-01-01
	Rep	Dealing in securities	-	2005-01-01