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Personnel Hong Kong SFC License Details (ID 103018)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HONGKONG BAY ASSET MANAGEMENT LIMITED
RO
Advising on securities
2014-10-30
2015-05-04
RO
Asset management
2014-05-19
2015-05-04
HSBC SECURITIES (ASIA) LIMITED
Rep
Advising on securities
2004-11-03
2005-11-12