Personnel Hong Kong SFC License Details (ID 103021)

Personnel Hong Kong SFC License Details (ID 103021)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2005-01-07	2011-05-16
	Rep	Advising on securities	2005-01-07	2011-05-16
WAG FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	2005-01-07	2006-11-26
	Rep	Advising on securities	2005-01-07	2006-11-26
TIS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-08-20	2004-09-22
	Rep	Advising on securities	2003-08-20	2004-09-22
JS CRESVALE CAPITAL LIMITED	Rep	Advising on corporate finance	-	2003-08-20
	Rep	Advising on securities	-	2003-08-20
	Rep	Asset management	-	2003-08-20
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	-	2003-08-20
	Rep	Advising on securities	-	2003-08-20
	Rep	Asset management	-	2003-08-20