| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hereditas Capital Management (Asia) Limited | RO | Advising on securities | 2019-04-01 | - |
| RO | Asset management | 2019-04-01 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | Advising on futures contracts | 2003-04-01 | 2004-01-05 |
| RO | Dealing in securities | 2003-04-01 | 2009-02-16 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2003-04-01 | 2004-01-05 |
| RO | Dealing in futures contracts | 2003-04-01 | 2004-01-05 |
No HKMA registrations in the collected records.