Personnel Hong Kong SFC License Details (ID 103068)

Personnel Hong Kong SFC License Details (ID 103068)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2018-10-05	2018-10-13
	Rep	Advising on securities	2018-06-12	2018-06-18
	Rep	Advising on securities	2017-12-11	2017-12-15
	Rep	Advising on securities	2017-10-12	2017-10-21
	Rep	Advising on securities	2017-05-04	2017-05-13
	Rep	Advising on securities	2017-01-16	2017-01-21
	Rep	Advising on securities	2016-06-27	2016-06-30
	Rep	Advising on securities	2016-05-06	2016-05-13
	Rep	Advising on securities	2016-01-19	2016-01-24
	Rep	Advising on securities	2015-11-05	2015-11-16
	Rep	Advising on securities	2015-08-27	2015-09-04
	Rep	Advising on securities	2015-04-29	2015-05-08
	Rep	Advising on securities	2015-01-09	2015-01-17
	Rep	Advising on securities	2014-09-01	2014-09-08
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2004-11-22	2005-03-16