Webb-site Legacy

Li, Zemin (SFC:ACN988) 李則旻

SFC ID:ACN988

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ocean Arete Limited	RO	Asset management	2014-08-18	-
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2013-12-18	2014-08-18
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2012-05-24	2012-06-02
Ocean Capital Management Limited (d2018-10-05)	RO	Asset management	2009-03-26	2010-07-14
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-09-12	2009-01-09
	Rep	Advising on securities	2008-09-12	2009-01-09
	Rep	Dealing in securities	2008-09-12	2009-01-09
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-09-12	2009-01-09
	Rep	Advising on securities	2008-09-12	2009-01-09
	Rep	Dealing in securities	2008-09-12	2009-01-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-17	2005-04-07
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-13
	Rep	Advising on securities	2003-04-01	2003-10-13
	Rep	Asset management	2003-04-01	2003-10-13
	Rep	Providing automated trading services	2003-04-01	2003-10-13
	Rep	Dealing in securities	2003-04-01	2005-04-07