Personnel SFC Licences and HKMA Registrations (ID 103077)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZhongYi Investment Managers Limited	RO	Advising on securities	2021-03-03	-
	RO	Asset management	2018-05-16	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-12-23	2008-05-29
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	RO	Dealing in securities	2004-07-08	2008-05-29
	Rep	Advising on corporate finance	2003-04-01	2003-12-03
	Rep	Dealing in securities	2003-04-01	2004-07-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.