Personnel Hong Kong SFC License Details (ID 103086)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-10-19	2006-01-20
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-17
	Rep	Asset management	-	2004-02-17
	Rep	Advising on securities	-	2004-10-11
	Rep	Dealing in securities	-	2004-10-11