Personnel Hong Kong SFC License Details (ID 103089)

Personnel Hong Kong SFC License Details (ID 103089)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Avenue Family Office Limited	Rep	Asset management	2018-02-28	2018-11-21
	Rep	Advising on securities	2018-01-29	2018-11-21
	Rep	Dealing in securities	2018-01-29	2018-11-21
LCA Solutions Limited	Rep	Advising on securities	2017-04-10	2017-12-12
	Rep	Dealing in securities	2017-04-10	2017-12-12
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2010-10-18
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-04-27	2010-10-18
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-04-27	2010-08-20
Countrywide Capital Markets Asia (H.K.) Limited	Rep	Dealing in securities	2007-02-07	2008-02-02
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2005-11-04	2006-07-04
	Rep	Dealing in securities	2005-11-04	2006-07-04
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2005-11-04	2006-07-04
	Rep	Dealing in securities	2005-11-04	2006-07-04