Shum, Christ Chi Kau 岑智球

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Advising on securities	2004-11-29	2010-05-03
	Rep	Advising on securities	-	2003-12-30
	Rep	Asset management	-	2010-05-03
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-30
	Rep	Advising on securities	-	2003-12-30
	Rep	Asset management	-	2003-12-30
	Rep	Dealing in securities	-	2007-03-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Advising on securities	2004-11-29	2010-05-03
	Rep	Advising on securities	-	2003-12-30
	Rep	Asset management	-	2010-05-03
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-30
	Rep	Advising on securities	-	2003-12-30
	Rep	Asset management	-	2003-12-30
	Rep	Dealing in securities	-	2007-03-29