| Webot Securities Limited | RO | Dealing in securities | 2025-12-11 | - |
| Rep | Dealing in securities | 2025-11-18 | 2025-12-11 |
| Seazen Resources Asset Management Limited | RO | Advising on securities | 2025-08-19 | 2025-10-15 |
| RO | Asset management | 2025-08-19 | 2025-10-15 |
| Seazen Resources Securities Limited | RO | Dealing in securities | 2025-08-19 | 2025-10-15 |
| Seazen Resources Asset Management Limited | Rep | Advising on securities | 2025-08-11 | 2025-08-19 |
| Rep | Asset management | 2025-08-11 | 2025-08-19 |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2025-08-11 | 2025-08-19 |
| KuCoin Asset Management Limited | RO | Asset management | 2025-02-13 | 2025-07-19 |
| MAGIC COMPASS SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2025-02-13 | 2025-07-19 |
| RO | Advising on securities | 2024-01-31 | 2025-07-19 |
| RO | Asset management | 2024-01-31 | 2025-07-19 |
| RO | Dealing in futures contracts | 2024-01-31 | 2025-07-19 |
| RO | Dealing in securities | 2024-01-31 | 2025-07-19 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED | RO | Advising on securities | 2022-11-02 | 2023-03-23 |
| RO | Asset management | 2022-11-02 | 2023-03-23 |
| RO | Dealing in securities | 2022-11-02 | 2023-03-23 |
| Rep | Advising on securities | 2022-08-10 | 2022-11-02 |
| Rep | Asset management | 2022-08-10 | 2022-11-02 |
| Rep | Dealing in securities | 2022-08-10 | 2022-11-02 |
| Phoenician Limited (HK) | RO | Advising on securities | 2021-11-03 | 2022-07-28 |
| RO | Asset management | 2021-11-03 | 2022-07-28 |
| Phoenician Securities Limited | RO | Dealing in securities | 2021-11-03 | 2022-07-28 |
| Phoenician Limited (HK) | Rep | Advising on securities | 2021-10-27 | 2021-11-03 |
| Rep | Asset management | 2021-10-27 | 2021-11-03 |
| Phoenician Securities Limited | Rep | Dealing in securities | 2021-10-27 | 2021-11-03 |
| SKYVAST SECURITIES LIMITED | RO | Advising on securities | 2021-09-09 | 2021-10-17 |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-03-02 | 2021-10-17 |
| RO | Asset management | 2021-03-02 | 2021-10-17 |
| SKYVAST SECURITIES LIMITED | RO | Dealing in securities | 2021-03-02 | 2021-10-17 |
| SKYVAST ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-12-24 | 2021-03-02 |
| Rep | Asset management | 2020-12-24 | 2021-03-02 |
| SKYVAST SECURITIES LIMITED | Rep | Dealing in securities | 2020-12-24 | 2021-03-02 |
| ZHONGCAI ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-02-16 | 2020-11-20 |
| RO | Asset management | 2016-02-16 | 2020-11-20 |
| RO | Dealing in securities | 2016-02-16 | 2020-11-20 |
| Zhongcai Securities Limited | RO | Dealing in securities | 2014-12-19 | 2020-11-20 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2013-04-02 | 2014-08-31 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Dealing in securities | 2013-04-02 | 2014-08-31 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-03-11 | 2013-04-02 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-03-11 | 2013-04-02 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2012-04-13 | 2013-02-27 |
| ORIENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2011-02-28 | 2013-02-27 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2010-07-21 | 2013-02-27 |
| GF FUTURES (HONG KONG) CO., LIMITED | RO | Dealing in futures contracts | 2009-02-04 | 2010-07-08 |
| Rep | Dealing in futures contracts | 2007-06-12 | 2009-02-04 |
| GF Securities (Hong Kong) Brokerage Limited | RO | Dealing in securities | 2007-01-31 | 2010-07-08 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Dealing in futures contracts | 2005-05-24 | 2007-01-01 |
| RO | Dealing in securities | 2005-05-24 | 2007-01-01 |
| SUNWAH KINGSWAY FUTURES LIMITED | RO | Dealing in futures contracts | 2005-05-24 | 2005-11-30 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2005-03-29 | 2005-05-24 |
| Rep | Dealing in securities | 2005-03-29 | 2005-05-24 |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-29 | 2005-05-24 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | Advising on futures contracts | 2004-07-05 | 2005-03-24 |
| RO | Dealing in futures contracts | 2004-07-05 | 2005-03-24 |
| RO | Dealing in securities | 2004-07-05 | 2005-03-24 |
| Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2003-11-06 | 2005-03-04 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2003-10-07 | 2004-07-05 |
| Rep | Dealing in futures contracts | 2003-10-07 | 2004-07-05 |
| Rep | Dealing in securities | 2003-10-07 | 2004-07-05 |