Personnel Hong Kong SFC License Details (ID 103118)

Personnel Hong Kong SFC License Details (ID 103118)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bradesco Securities Hong Kong Limited	RO	Advising on securities	2012-03-05	2017-01-31
	RO	Dealing in securities	2012-03-05	2017-01-31
Fortune Asset Management Limited (HK)	RO	Advising on securities	2009-12-16	2011-04-30
	RO	Asset management	2009-12-16	2011-04-30
BEA Union Investment Management Limited	RO	Advising on securities	2006-08-17	2007-10-12
	RO	Asset management	2006-08-17	2007-10-12
	RO	Dealing in securities	2006-08-17	2007-10-12
ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2004-10-26	2007-10-12
	RO	Asset management	2004-10-26	2007-10-12
	RO	Dealing in securities	2004-10-26	2007-10-12