Personnel Hong Kong SFC License Details (ID 103129)

Personnel Hong Kong SFC License Details (ID 103129)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-03-15	2018-03-23
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2018-03-15	2018-03-23
	Rep	Dealing in securities	2018-03-15	2018-03-23
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2016-05-04	2016-05-08
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2016-05-04	2016-05-08
	Rep	Dealing in securities	2016-05-04	2016-05-08
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2010-09-20	2010-09-26